Compliance Officer

Executive Mandate Specification

We are looking for a Compliance Officer to do 2/3 days a week for IFA firm Beacon IFA, leading the T&C of 10-15 advisers including conducting file reviews.

Will be able to work from home at least part of the time, although some in-person work at the Tredegar office will be required.

Must be Level 4 qualified and have compliance and T&C experience. Must have good understanding of FCA requirements.

Salary is flexible, depending on experience.

Job Types: Part-time, Permanent
Part-time hours: 20 per week

Salary: From £20,000.00 per year

Benefits:

• Company pension
• Flexitime
• Work from home

Schedule:

• Flexitime
• No weekends

Experience:

• IFA compliance: 3 years (required)

Licence/Certification:

• Level 4 IFA certificate (required)

Work Location: Hybrid remote in Tredegar

Statutory Executive Benefits & Governance

• Executive Health, Vision & Dental Coverage with Global Provider Options
• Corporate Pension Auto-Enrolment / 401(k) Retirement Plan with Fiduciary Matching
• Annual Discretionary Performance Incentive & Long-Term Equity Participation
• Executive Leave Allotment, Statutory Holidays & Dedicated Health Care Reserves
• US Department of Labor & E-Verify Work Authorization Sponsorship